Question: Where do I find info on corporate insiders?

Answer


Corporate insiders are a company's officers and directors, and any beneficial owners of more than ten percent of a class of the company's equity securities registered under Section 12 of the Securities Exchange Act of 1934.  Insiders must file a “statement of ownership” with the SEC on Forms 3, 4 and 5.  Go to the SEC EDGAR filings section for the filings that were made electronically, starting in May 2003. Once a company is chosen, there is a tab for insider filings by issuer or reporting owner.  

On the Business Library's Company & Financial Information section databases MergentOnline and Factiva (Companies tab), provide easy access to the SEC filings. 

MergentOnline: Search a company and then select the Filings tab. You can view the most recent company filings or select the Edgar search and narrow to the specific type of filing you need.

Factiva: Provides a list with details for the most current information filed on a company with the SEC.  Select the Companies/Markets tab from the top of the page, search a company and in the results select Regulatory Filings.  You can then use the tab to narrow by type of filing.

 

Answered By: Business Librarians
Last Updated: Mar 03, 2022Views:

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